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Municipal Securities Rulemaking Board
Results: 1131

#	Item
661	Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Enhancements of the SMART/Track Service; Rel. No[removed], File No. SR-DTC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-01-03 16:03:56 Finance 73rd United States Congress United States Securities and Exchange Commission United States securities law Depository Trust & Clearing Corporation Securities Exchange Act Security Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial system Self-regulatory organizations Financial economics
662	Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker’s Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retenti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-06-25 10:16:09 United States securities law Financial system Financial economics Municipal Securities Rulemaking Board Finance U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Auction Security Business Self-regulatory organizations Financial regulation
663	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 18, 2004 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Approving Proposed Rule Change To Offer Ne Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-18 17:03:41 United States securities law Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Law Government Securities Exchange Act Rulemaking Self-regulatory organization Tower Amendment Financial regulation 73rd United States Congress United States Securities and Exchange Commission
664	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-21 14:29:47 Government Financial regulation Law U.S. Securities and Exchange Commission United States securities law Rulemaking Securities Exchange Act Federal Register Tower Amendment United States administrative law Self-regulatory organizations Municipal Securities Rulemaking Board
665	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]July 30, 2008 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-30 14:53:41 United States securities law United States Securities and Exchange Commission Municipal Securities Rulemaking Board 73rd United States Congress Law Stock market U.S. Securities and Exchange Commission Securities Exchange Act Security Financial regulation Business Electronic Municipal Market Access
666	Order Approving Proposed Rule Change Relating to Month-End Performance Data for Municipal Fund Securities under MSRB Rule G-21 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-19 16:12:47 Financial regulation Municipal Securities Rulemaking Board Financial system U.S. Securities and Exchange Commission Self-regulatory organization Finance Securities Act Securities Exchange Act Tower Amendment United States Securities and Exchange Commission United States securities law 73rd United States Congress
667	Order Granting Approval of Amendments to Rule A-3, on Membership on the Board Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-29 08:37:56 Self-regulatory organizations Bonds United States securities law Financial markets Municipal Securities Rulemaking Board Stock market U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Revenue bond Financial economics Financial system Finance
668	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]October 2, 2009 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Am Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-10-06 10:55:42 73rd United States Congress United States Securities and Exchange Commission Financial system Securities Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access U.S. Securities and Exchange Commission Securities Exchange Act United States securities law Financial economics Financial regulation
669	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]November 30, 2012 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-03 07:13:23 Finance Financial regulation Municipal Securities Rulemaking Board United States securities law U.S. Securities and Exchange Commission Securities Exchange Act Depository Trust & Clearing Corporation Short Financial system Self-regulatory organizations Financial economics
670	Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs; Rel. No[removed], File No. SR-MSRB-2005- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-28 10:36:25 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Exchange Act Financial system Government Tower Amendment United States securities law Self-regulatory organizations Financial regulation

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